BOTSFORD, J.
The defendants, Walter Norris and Valentino Facey, were convicted of murder in the first degree, as well as related crimes; the murder convictions were based on theories of deliberate premeditation and extreme atrocity or cruelty.
1. Background. a. Commonwealth's evidence. We recite the facts as the jury could have found them at trial, reserving other facts for later discussion. On the night of August 29, 2006, Desire Pires arrived at her cousin Shaline Lavita's apartment in Somerville around 8 P.M. When Pires arrived, Lavita and her friend Tessa Ortiz were there.
About two weeks earlier, Lavita and Ortiz had met the defendant Facey and another man, Tawan Dottin, while driving through Central Square in Cambridge, and had exchanged telephone numbers with them. On the night of August 29, Lavita and Ortiz received telephone calls from Facey and Dottin around 10:30 P.M. asking if the two men could come to Lavita's apartment. The women agreed. Because Facey and Dottin had said they needed a ride, Ortiz and Lavita then drove in Ortiz's car to Cambridge to pick them up. When Ortiz arrived, five or six men, including Facey and Dottin as well as Norris, approached Ortiz's car. The women asked Facey why there were so many men there and who the men were. Facey responded that they were his "boys" or his "crew." After some discussion, Ortiz
Around 11:15 P.M., Pires drove from Lavita's apartment to the airport and picked up the victim. He was wearing gold earrings, a long gold chain with a religious medallion, a watch, a bracelet, and two rings. In his mouth, he also had a removable tooth cover made of gold. As Pires was driving away from the airport with Johnson, he pulled out a ring, proposed to Pires, and put the ring on her finger. Pires then drove back to Lavita's apartment and parked in the parking lot at the rear of the apartment building around 12:30 A.M. She saw Lavita and some men she did not recognize on the porch of Lavita's apartment, which was on the third floor of the building. Pires and Johnson walked up the stairs into the apartment, Pires showed off her ring, and she and Johnson stayed in the kitchen talking for about twenty to thirty minutes. Ortiz joined them when she returned to the apartment. Facey, Norris, and Justin Hollis, another of the men who had come to the apartment with Facey, were on the porch for at least part of the time, although Facey spent some minutes in the kitchen with Pires and Johnson, as Facey and Pires knew each other. There were no problems or altercations among the people at the apartment up to this point.
Eventually, Pires and Johnson prepared to leave to go to a hotel in Somerville. Just before Pires was about to walk down the outside stairs to the parking lot, Facey stepped in front of her from the porch and walked down the stairs ahead of her. Facey held the front of his pants, in the waistband area, with one hand as he went down the steps. He stopped at the bottom of the stairs; Pires and Johnson kept walking. Facey then walked past them and told Johnson to "run your chain," which Pires interpreted to mean, "I'm going to take your chain from you."
Pires, who was in front, turned around when she heard this and saw Facey and Johnson holding on to Johnson's gold chain and "tussling" over it. She did not see anyone with a gun at this point. As the men struggled, they moved from the sidewalk into the parking lot between two cars; Pires followed them, urging Facey to stop. Facey was behind Johnson, reaching over his back, as the men continued to fight over the chain. Facey repeatedly
Facey yelled up to his friends on the porch to "come help me." Norris and Hollis ran down the stairs. Norris ran straight toward Facey and Johnson, who were standing between two parked cars, holding a gun in his hand and pointing it at them. He stopped within a few feet of the pair. Pires, standing between Norris and Johnson, told Norris not to shoot and tried to keep him from getting involved in the altercation. Hollis ran around one of the cars in the parking lot and told Facey to stop fighting with Johnson.
Facey and Johnson continued to struggle, with Johnson leaning forward holding the gun in his left hand, trying to keep Facey, who was still behind him, from getting the gun. Johnson was right handed. Keeping the gun pointed to the ground, Johnson said, "Get back." He used his right hand to pull back and then release the slide mechanism on the top of the gun, which either loads or unloads a firearm.
Facey then let go of Johnson and "took a few steps back." At that point, Pires was standing between a car and blue van. Norris was on her right side; Facey was to her left. Pires was facing toward Johnson, who had his back to the blue van.
Without pointing his gun at anyone, Johnson said, "I can't believe you just tried to rob me." At that moment, Norris fired his gun six times and Johnson fell to the ground. Johnson sustained gunshot wounds to his head, right lower back, right buttock, left buttock, left elbow, and right wrist. The bullet to his head entered behind his left ear and exited behind his right ear. The wound would have been fatal in and of itself and would
After shooting Johnson, Norris hit Pires in the face and eye with his gun and ran away. Facey walked over to Johnson as he lay motionless on the ground and kicked him in the face. Pires pushed Facey away and told him to stop, and Facey ran.
Pires contacted the police from her cellular telephone. Officer Louis Remigio of the Somerville police department was the first to respond to the scene. Johnson lay on his side in a fetal position, bleeding profusely from the head. He had no vital signs. Johnson also had abrasions on his nose, upper lip, lower lip, and forehead area. An ambulance took Johnson and Pires to Cambridge Hospital, where Johnson was declared dead at 2 A.M. Pires received thirteen stitches for the wound to her eye.
Meanwhile, at approximately 1 A.M., Officer Carlos Melo heard a dispatch on his radio regarding shots fired near Merriam Street, adjacent to his location. He looked in the direction of Merriam Street and saw Facey and Norris walking "rather swiftly" away from that area. He asked the men if he could speak to them for a minute. They looked over at him but continued walking. Melo drew his gun and told Facey and Norris to stop and show their hands. Instead of stopping, they ran. Melo pursued the men but lost sight of them as they ran. He summoned other officers by radio to set up a perimeter around the area. A few minutes later, Officer William Carr of the Somerville police department saw Facey and Norris coming out of a parking lot onto Prospect Street and starting to walk hurriedly toward Cambridge. He apprehended them at the top of the Prospect Street bridge.
While the men were detained, a chemist from the State police crime laboratory took samples of the defendants' clothing, which were tested for both human blood and deoxyribonucleic acid (DNA).
Three firearms were recovered from the scene and surrounding area. A .38 caliber semiautomatic pistol was found in the parking lot. A live .38 caliber cartridge was found on the ground next to the rear tire of one of the vehicles, between pools of blood and Johnson's gold chain. In addition, there were five live cartridges inside the pistol, which had a capacity of six cartridges. A sample taken from the handle area of the pistol contained DNA from at least three people. Johnson, Facey, and Pires were included as potential contributors; Norris was excluded. A DNA sample taken from the "backstrap" of the pistol was from a single source. It matched Johnson's DNA profile but did not match Facey's, Norris's, or Pires's profile. A fully loaded, working nine millimeter Smith & Wesson semiautomatic pistol also was discovered in the bushes in front of 14-16 Linden Street in Somerville. This weapon's grip was tested for handler DNA, but the results were inconclusive as to Norris, Facey, Johnson, and Pires.
Two days later, on August 31, 2006, around 10 P.M., Steven Hardy, who lived at 10 Linden Street, saw a man get out of his car and walk to Hardy's neighbor's trash barrels, which were at the curb for trash collection. When Hardy went outside and looked into the barrels, he saw a revolver sticking up. The revolver, a Ruger Model Police Security Six, had six discharged cartridge cases in its cylinder. Each bullet recovered from Johnson's body was fired from this revolver. DNA found on the revolver was a mixture of at least two individuals. Both Norris and Facey were included as potential contributors of the DNA; Johnson and Pires were excluded. Neither Norris nor Facey
b. Norris's testimony. Norris testified at trial; Facey did not. According to Norris, he and Facey had been friends since high school and saw each other regularly. Before arriving at Lavita's that night, Facey had invited Norris to meet him at Dana Park in Cambridge. At the park, Norris smoked marijuana, drank cognac, and talked with Facey and Facey's other friends: Dottin, Hollis, Myles Lockwood, and Daryl Greene.
Turning to the incident in question, Norris stated that he did not hear either Johnson or Facey call for help while he, Norris, was on the porch, but that he came downstairs because he heard a commotion and saw Facey and Johnson struggling. He said that his gun was in its holster at his waist when he came down the stairs toward Facey and Johnson, not in his hand. As he got closer, he noticed that Johnson had a gun. Norris saw Facey separate from Johnson. Hollis told Johnson to put the gun down, but Johnson said, "I'm not a bitch, I'm a shooter," and pointed the gun at Facey. Norris then told Johnson to "chill." Johnson cocked the gun back, saying, "I'm a shooter," and "I'll let her go," and pointed it at Norris. Norris did not want to die, so he took out his gun and fired. When he first fired, he was face to face with Johnson, looking down the barrel of Johnson's gun. Norris stated that he never intended to kill Johnson, but things happened quickly when he pulled the trigger.
c. Trial. Norris and Facey were tried together in September, 2008. The jury found each defendant guilty of murder in the first degree on theories of deliberate premeditation and extreme atrocity or cruelty, but not felony-murder; the jury found each guilty of possession of a firearm as well. Facey also was convicted of attempted armed robbery and Norris of assault and battery by means of a dangerous weapon. Before us are the defendants' direct appeals from their convictions. They have not filed motions for a new trial in the Superior Court.
2. Sufficiency of the evidence: Facey. The Commonwealth proceeded at trial on the theory that Norris was the principal actor and Facey was guilty of murder in the first degree as a joint venturer. We first address Facey's challenge to the sufficiency of the evidence of joint venture with respect to the charge of
At the time this case was tried, in order to prove joint venture, the Commonwealth was required to show that Facey was "(1) present at the scene of the crime, (2) with knowledge that another intends to commit the crime or with intent to commit [the] crime, and (3) by agreement, [was] willing and available to help the other if necessary." Commonwealth v. Zanetti, 454 Mass. 449, 455 (2009) (Zanetti), quoting Commonwealth v. Green, 420 Mass. 771, 779 (1995).
A defendant must have an intent to kill or cause death to sustain a conviction of murder in the first degree on the theory of deliberate premeditation, while extreme atrocity or cruelty requires that he have "an intent to cause death, to cause grievous bodily harm, or to do an act which, in the circumstances known to the defendant, a reasonable person would have known created a plain and strong likelihood that death would follow." Commonwealth v. Pimental, 454 Mass. 475, 480 (2009), quoting Commonwealth v. Novo, 449 Mass. 84, 99 (2007). Thus, if there were evidence presented that Facey intended to kill Johnson, that evidence would suffice to show that Facey had the required state of mind to support a conviction of murder under both theories. See Commonwealth v. Deane, 458 Mass. 43, 51 (2010).
While Facey admits that he was present at the scene of the crime, he argues that no rational trier of fact could have found that he knew Norris had a gun, that he knew Norris intended to kill Johnson, or that he participated in the killing with shared intent. We disagree. The evidence of Facey's conduct, considered as a whole, was sufficient for a rational jury to find each of these elements. In particular, a jury could infer that Facey initiated the encounter that led to Johnson's killing by using a gun to try to take Johnson's chain from him, and that he continued to struggle with Johnson after losing the gun. Facey then called up to his friends on the porch to ask them to help him in his fight with Johnson. Cf. Commonwealth v. Clarke, 418 Mass. 207, 215 (1994) (sufficient evidence of joint venture where defendant "instigated" confrontation and sought help from another to retaliate, leading to shooting death of victim). A rational jury could have found that Facey knew that Norris had a gun because DNA consistent with Facey's DNA profile was found on Norris's gun, and Facey had an opportunity to see the
Most tellingly, after Norris shot Johnson six times and Johnson lay on the ground motionless and bleeding from the head, Facey walked over and kicked Johnson in the face, only turning to flee with Norris after Pires pulled him away and told him to stop. Pires's testimony about the kick was corroborated by the medical examiner's testimony about the abrasions on Johnson's face, as well as the blood found on the toes of Facey's sneakers. This kick, considered with the evidence just summarized, clearly permitted the inference that Facey wanted Johnson to die. See Commonwealth v. Pov Hour, 446 Mass. 35, 43 (2006) (sufficient evidence of malice for murder conviction on theory of extreme atrocity or cruelty where defendant continued to punch and kick victim, who was unresponsive on the ground, after codefendant had stopped); Commonwealth v. Johnson, 425 Mass. 609, 611 (1997) (sufficient evidence of malice where defendant punched and kicked victim, watched joint venturer stab victim, and kicked victim in face as victim lay on floor dying).
3. Jury instructions. a. Defense of another. Both defendants claim that the judge should have instructed the jury that defense of another is a defense to murder. Neither defendant's counsel requested such an instruction at trial or argued there that Norris shot Johnson in defense of Facey; instead, both counsel argued that Norris acted solely in self-defense. The defendants claim that the failure of their respective trial counsel to request an
In the context of a capital case, we review a claim of ineffective assistance of counsel under G. L. c. 278, § 33E, to determine whether any error created a substantial likelihood of a miscarriage of justice. See Commonwealth v. Wright, 411 Mass. 678, 681-682 (1992). In particular, we "consider whether there was an error in the course of the trial (by defense counsel, the prosecutor, or the judge) and, if there was, whether that error was likely to have influenced the jury's conclusion." Id. at 682.
An actor may use force to defend a third person when "a reasonable person in the actor's position would believe his intervention to be necessary for the protection of the third person, and ... in the circumstances as that reasonable person would believe them to be, the third person would be justified in using such force to protect himself." Commonwealth v. Martin, 369 Mass. 640, 649 (1976). See Commonwealth v. Young, ante 198, 208-209 (2012). The evidence at trial was sufficient to support an instruction on defense of another. Norris testified that Facey was standing, unarmed, within a few feet of the armed Johnson. There was no evidence that Norris knew that Facey had initiated the armed robbery of Johnson. The medical examiner testified that the bullets shot by Norris entered Johnson's body from behind, which would permit a reasonable inference that Johnson was turned toward Facey, rather than at Norris, at the time of the shooting. In these circumstances, a reasonable person in Norris's position could believe that his intervention was called for to protect Facey and also that Facey would have been warranted in using deadly force.
The defendants argue that there was "no conceivable" tactical reason not to pursue a claim of defense of another. But because the defendants have not moved for a new trial, the record before this court does not contain any affidavits from defense counsel. See Commonwealth v. Stewart, 460 Mass. 817, 833 (2011). "We keep in mind that an ineffective assistance of counsel challenge made on the trial record alone is the weakest form of such a challenge because it is bereft of any explanation by trial counsel for his actions and suggestive of strategy contrived by a defendant viewing the case with hindsight." Commonwealth v. Peloquin, 437 Mass. 204, 210 n.5 (2002).
Based on the trial record, we conclude that counsel for each defendant could have decided, for strategic reasons, not to request an instruction on defense of another. One of the theories the Commonwealth pursued at trial against both defendants was felony-murder, with the predicate felony being Facey's attempted armed robbery.
Additionally, a claim of defense of another was inconsistent with Norris's testimony.
As for the defendants' second claim, we conclude that on the facts of this case, the judge was not required to give an instruction on defense of another sua sponte. Neither defendant placed any reliance on the theory of defense of another at trial, nor was there any testimony or argument to support the claim that Norris believed Facey was in danger or wanted to protect him. Cf. Commonwealth v. Souza, 428 Mass. 478, 486 (1998) (upholding judge's decision to give sua sponte instruction on self-defense as proper exercise of discretion, but stating also that judge was not required to give instruction where neither defendant nor Commonwealth requested it); Commonwealth v. Hakkila, 42 Mass.App.Ct. 129, 130-131 (1997) (no sua sponte instruction on self-defense required where self-defense was not theory on which defendant relied at trial and where defendant's testimony, "indulgently read, [contained] only the germ of concern about
The trial judge here would have been required to give an instruction on defense of another had one of the defendants requested it. But if the judge had given such an instruction on her own, she might well have interfered with the defendants' right to present their chosen defenses, because, as discussed, focusing the jury's attention on a claim that Norris was defending Facey could have prejudiced both defendants. Cf. Commonwealth v. Federici, 427 Mass. 740, 743-746 (1998) (approving judge's decision not to give instruction on lack of criminal responsibility because defendant objected to instruction, although his counsel requested it).
4. G. L. c. 278, § 33E. Facey argues that he should be granted a new trial or his murder conviction should be reduced to manslaughter, pursuant to our power under G. L. c. 278, § 33E. Although Norris does not raise a claim seeking relief pursuant to G. L. c. 278, § 33E, the statute obligates us nonetheless to review the entire record of the case in relation to him as well.
a. Weight of the evidence. Facey argues that because the evidence of his intent to kill Johnson is "far from overwhelming," we should exercise our power to reduce his conviction to manslaughter — a verdict he claims would be justified on account of his recklessly asking his armed friends to assist him. The evidence fully supported the jury's verdict, and we decline to reduce it.
b. Improper calculation of percentages by DNA expert. Although the defendants do not raise the issue on appeal, our
We conclude, however, that there was no substantial likelihood
Judgments affirmed.
Based on her own testimony, Farnam's calculations were incorrect. She omitted the necessary step of converting the decimal obtained from dividing one by 136 into a percentage by moving the decimal point two places to the right. This error was repeated each time that Farnam testified about the conversion from a fraction to a percentage.
After Farnam gave this explanation, the judge offered to provide a break before cross-examination so that the defense attorneys could review the calculations. Norris's attorney replied that he was "satisfied" and that "the numbers don't matter as to this exhibit [the `do-rag']."